| If CEF is an Individual | If the CEF is structure as a Company | If the CEF is structured as a Trust | If CEF is structured as a Limited Partnership | If CEF is structured as a Foundation | If CEF forms part of a Master feeder | If CEF is a Multi-class Share Structure |
| CV details | Copy of constitution dated signed accompanied by a legal certificate and certified copy of Certificate of Incorporation | Certified copy of the Trust Deed. Name of the Trust, its date and place of registration | Certified copy of the Limited Partnership Agreement | Certified copy of the Charter | Full Customer Due Diligence on the Master/Feeder fund. | An indication of the number of sub-funds/share classes to be set up initially |
| Valid passport copy | Certified copied of statutory documents lodged with the registrar of companies with respect to the incorporation of the CIS | Details of the trustees to include submission of full Customer Due Diligence (CDD) on settlor/contributor trustee and beneficiaries or confirmation from the management company. | Details of the General partner to include full Customer Due Diligence | Details of Council Members | Offer document of the feeder fund disclosing to investors that their investment will be routed through a Master fund | Details on the first sub-funds/share-class to be created |
| Proof of address e.g. a recent utility bill | List of controlling shareholders and directors | Details of the settlor including submission of full Customer Due Diligence | Latest audited financial statements of the Limited Partnership and it’s General Partner | Details of the founder accompanied by Customer Due Diligence | An indication of the percentage corpus of the feeder fund that will be invested in the Master Fund | Confirmation that no sub-fund/share-class will be created unless prior approval of the Commission is secured. |
| Recent Bank reference | Latest audited financial statements or Corporate Profile | | Corporate profile if latest audited accounts are not available. | | | |
