| If CEF is an Individual |
If the CEF is structure as a Company |
If the CEF is structured as a Trust |
If CEF is structured as a Limited Partnership |
If CEF is structured as a Foundation |
If CEF forms part of a Master feeder |
If CEF is a Multi-class Share Structure |
| CV details |
Copy of constitution dated signed accompanied by a legal certificate and certified copy of Certificate of Incorporation |
Certified copy of the Trust Deed. Name of the Trust, its date and place of registration |
Certified copy of the Limited Partnership Agreement |
Certified copy of the Charter |
Full Customer Due Diligence on the Master/Feeder fund. |
An indication of the number of sub-funds/share classes to be set up initially |
| Valid passport copy |
Certified copied of statutory documents lodged with the registrar of companies with respect to the incorporation of the CIS |
Details of the trustees to include submission of full Customer Due Diligence (CDD) on settlor/contributor trustee and beneficiaries or confirmation from the management company. |
Details of the General partner to include full Customer Due Diligence |
Details of Council Members |
Offer document of the feeder fund disclosing to investors that their investment will be routed through a Master fund |
Details on the first sub-funds/share-class to be created |
| Proof of address e.g. a recent utility bill |
List of controlling shareholders and directors |
Details of the settlor including submission of full Customer Due Diligence |
Latest audited financial statements of the Limited Partnership and it’s General Partner |
Details of the founder accompanied by Customer Due Diligence |
An indication of the percentage corpus of the feeder fund that will be invested in the Master Fund |
Confirmation that no sub-fund/share-class will be created unless prior approval of the Commission is secured. |
| Recent Bank reference |
Latest audited financial statements or Corporate Profile |
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Corporate profile if latest audited accounts are not available. |
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